Fact Sheet: Enhanced Regulatory Framework for Covered Clearing Agencies


Download Document

Date Published 2014
Primary Author
Other Authors
Theme Regulation and Supervision of Housing Finance Systems


The SEC serves as the supervisory agency for four of those clearing agencies, and the CFTC serves as the supervisory agency for the remaining two. In addition, Title VII of the Dodd-Frank Act also amended the Exchange Act to grant the SEC authority to write rules for registered clearing agencies that clear security-based swaps.

< Back to Search Results